Use this form if you are: A PNG Resident Company An Overseas Company or other non-individual investor A trustee or Investment Manager An Association, NGO or Government Authority Any other investors other than individual
About This Application
Please read it carefully, as you will select products and services, tell us how you want to communicate with us, and agree to certain provisions that will govern our relationship. When we accept it, this Application and all accompanying or supplemental documents form the entire Agreement between us for this account. Unless otherwise indicated in this Application, the words “you”, “your”, “yourself,” and “yours” mean or refer to the applicant(s).
The words“we”, “us” and “our” mean JMP Securities Limited, Level 1, Harbourside West Tower, Stanley Esplanade PO BOX 2064, Port Moresby, National Capital District, Papua New Guinea and our branches, subsidiaries, and affiliates.
Please complete and sign this Application, along with any required supplemental forms identified through this application process. In order to complete this Application, you will need some or all of the following information: Identification information such as a driver’s license, passport, or another type of government-issued identification, National Identity Number, Tax Identification Number, Information about your annual income, assets, debt, expenses and net worth as well as one or more Trusted contact person(s) information. The above information helps us comply with various securities regulations and rules that requires all securities firms to obtain, verify, and record information that identifies each applicant. The information also helps us more fully understand your investment profile and identify what types of investments or strategies may be suitable for you. Please note: if we cannot verify the information you provide, we may be required to restrict or deny your account.
Who Should Use This Application Form?
This is the application form for a trading account with JMP Securities Limited for the following client categories:
Papua New Guinea Resident Companies
Companies resident outside of Papua New Guinea
Trustees and Investment Managers or Investment Advisers
Associations (whether incorporated or not – for example Sporting Bodies, ILGs and other groups)
Non-Governmental Organisations (whether incorporated or not –for example registered charities or political organisations)
Any other investors, other than individuals
Who Should NOT Use This Application Form?
This Application Form is not the correct form for you to use in the event that you are:
An individual person ordinarily resident in Papua New Guinea
An individual person ordinarily resident outside of Papua New Guinea
If you are an individual person (whether ordinarily resident in Papua New Guinea or not), you should complete the “Account Application Form – Individual”.